6 tips for a compliance risk mapping : how to create a world-class compliance risk assessment

<?xml version="1.0" encoding="UTF-8"?><collection xmlns="http://www.loc.gov/MARC21/slim" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://www.loc.gov/MARC21/slim http://www.loc.gov/standards/marcxml/schema/MARC21slim.xsd">
  <record>
    <leader>00000cam a22000004b 4500</leader>
    <controlfield tag="001">MAP20160027433</controlfield>
    <controlfield tag="003">MAP</controlfield>
    <controlfield tag="005">20160921122929.0</controlfield>
    <controlfield tag="008">160919e20160607esp||||       ||| ||eng d</controlfield>
    <datafield tag="040" ind1=" " ind2=" ">
      <subfield code="a">MAP</subfield>
      <subfield code="b">spa</subfield>
      <subfield code="d">MAP</subfield>
    </datafield>
    <datafield tag="084" ind1=" " ind2=" ">
      <subfield code="a">7</subfield>
    </datafield>
    <datafield tag="100" ind1="1" ind2=" ">
      <subfield code="0">MAPA20160011678</subfield>
      <subfield code="a">Huwyler, Hernan</subfield>
    </datafield>
    <datafield tag="245" ind1="0" ind2="0">
      <subfield code="a">6 tips for a compliance risk mapping</subfield>
      <subfield code="b">: how to create a world-class compliance risk assessment</subfield>
      <subfield code="c">Hernan Huwyler</subfield>
    </datafield>
    <datafield tag="500" ind1=" " ind2=" ">
      <subfield code="a">Publicado en LinkedIn el 7 de junio de 2016
https://www.linkedin.com/pulse/6-tips-compliance-risk-mapping-how-create-world-class-hernan
</subfield>
    </datafield>
    <datafield tag="520" ind1=" " ind2=" ">
      <subfield code="a">The Spanish Criminal Code provides specific requirements for the implementation of corporate compliance programs to regulate the criminal liability of legal entities. The Spanish framework is similar to the U.S. Federal Sentencing Guidelines for Organizations when the adequate oversight efforts to prevent a compliance breach are proven to reduce penalties. Having a criminal compliance risk map is one of the compliance program requirements mentioned by the Spanish criminal code.</subfield>
    </datafield>
    <datafield tag="650" ind1=" " ind2="4">
      <subfield code="0">MAPA20140006335</subfield>
      <subfield code="a">Compliance</subfield>
    </datafield>
    <datafield tag="650" ind1=" " ind2="4">
      <subfield code="0">MAPA20140011766</subfield>
      <subfield code="a">Cumplimiento</subfield>
    </datafield>
    <datafield tag="650" ind1=" " ind2="4">
      <subfield code="0">MAPA20080591182</subfield>
      <subfield code="a">Gerencia de riesgos</subfield>
    </datafield>
    <datafield tag="650" ind1=" " ind2="4">
      <subfield code="0">MAPA20080572730</subfield>
      <subfield code="a">Mapa de riesgos</subfield>
    </datafield>
    <datafield tag="650" ind1=" " ind2="4">
      <subfield code="0">MAPA20080631222</subfield>
      <subfield code="a">Responsabilidad penal de la empresa</subfield>
    </datafield>
    <datafield tag="650" ind1=" " ind2="4">
      <subfield code="0">MAPA20080561758</subfield>
      <subfield code="a">Código penal</subfield>
    </datafield>
    <datafield tag="651" ind1=" " ind2="1">
      <subfield code="0">MAPA20080637736</subfield>
      <subfield code="a">España</subfield>
    </datafield>
  </record>
</collection>