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Client money : does the one call fine signal wider issues with Cass 5?

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<titleInfo>
<title>Client money</title>
<subTitle>: does the one call fine signal wider issues with Cass 5?</subTitle>
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<abstract displayLabel="Summary">The FCA's rules on client money, known as Cass 5, have been a source of confusion for many brokers since they were first implemented in 2005. They are set out in the 42-page chapter 5 of the Client Assets Sourcebook, which was so widely misunderstood it was clarified in a 43-page guide the following year. In the years since then, there have been numerous training seminars organised by compliance firms and trade bodies like the British Insurance Brokers Association.</abstract>
<note type="statement of responsibility">Martin Croucher</note>
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<name type="corporate">
<namePart>Financial Conduct Authority</namePart>
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<topic>Análisis de riesgos</topic>
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<topic>Riesgo financiero</topic>
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<topic>Identificación de riesgos</topic>
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<topic>Supervisión financiera</topic>
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<subject xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="MAPA20180004223">
<topic>Regulación</topic>
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<topic>Corredores de seguros</topic>
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<topic>Contabilidad</topic>
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<topic>Intermediarios financieros</topic>
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<subject authority="lcshac" xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="MAPA20080638306">
<geographic>Gran Bretaña</geographic>
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<titleInfo>
<title>Insurance post</title>
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<publisher>London : Infopro Digital Insurance Information , 2016-2022</publisher>
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<identifier type="local">MAP20170035732</identifier>
<part>
<text>01/03/2018 Año 2018 Número 3 - marzo , p. 4-6</text>
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