Peer review of key functions : supervisory practices and application in assessing key functions

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<titleInfo>
<title>Peer review of key functions</title>
<subTitle>: supervisory practices and application in assessing key functions</subTitle>
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<name type="corporate" xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="MAPA20110000219">
<namePart>EIOPA</namePart>
<nameIdentifier>MAPA20110000219</nameIdentifier>
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<typeOfResource>text</typeOfResource>
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<place>
<placeTerm type="code" authority="marccountry">deu</placeTerm>
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<issuance>monographic</issuance>
<place>
<placeTerm type="text">Frankfurt</placeTerm>
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<publisher>EIOPA</publisher>
<dateIssued>2018</dateIssued>
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<language>
<languageTerm type="code" authority="iso639-2b">eng</languageTerm>
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<extent>60 p.</extent>
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<abstract displayLabel="Summary">This peer review assesses how NCAs supervise and determine whether an insurer's setting of key functions fulfils the legal requirements of SII with a particular emphasis on proportionality. The peer review examines practices regarding: combining key functions under one holder; combining key functions with AMSB membership or with carrying out operational tasks; subordination of one key function under another key function; split of one key function among several holders; assessment of the fitness of key function holders; and outsourcing of key functions</abstract>
<note type="statement of responsibility">EIOPA</note>
<subject xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="MAPA20080584351">
<topic>Control de seguros</topic>
</subject>
<subject xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="MAPA20080564254">
<topic>Solvencia II</topic>
</subject>
<subject xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="MAPA20080609672">
<topic>Código de Buen Gobierno</topic>
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<subject xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="MAPA20080579258">
<topic>Cálculo actuarial</topic>
</subject>
<subject xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="MAPA20140006335">
<topic>Compliance</topic>
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<subject xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="MAPA20080579098">
<topic>Auditoría interna</topic>
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<subject xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="MAPA20080574826">
<topic>Buenas prácticas</topic>
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<subject xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="MAPA20080608804">
<topic>Supervisión de seguros</topic>
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<subject authority="lcshac" xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="MAPA20080640255">
<geographic>Unión Europea</geographic>
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<classification authority="">222</classification>
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<recordCreationDate encoding="marc">181218</recordCreationDate>
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<recordIdentifier source="MAP">MAP20180034336</recordIdentifier>
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