Centro de Documentacion de Fundación MAPFRE - Client money : does the one call fine signal wider issues with Cass 5?

Notas: Sumario: The FCA's rules on client money, known as Cass 5, have been a source of confusion for many brokers since they were first implemented in 2005. They are set out in the 42-page chapter 5 of the Client Assets Sourcebook, which was so widely misunderstood it was clarified in a 43-page guide the following year. In the years since then, there have been numerous training seminars organised by compliance firms and trade bodies like the British Insurance Brokers Association.Registros relacionados: En: Insurance post. - London : Infopro Digital Insurance Information , 2016-2022. - 01/03/2018 Año 2018 Número 3 - marzo , p. 4-6Materia / lugar / evento: Financial Conduct Authority Análisis de riesgos Riesgo financiero Identificación de riesgos Supervisión financiera Regulación Corredores de seguros Contabilidad Intermediarios financieros Gran Bretaña Outras classificações: 213

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