Client money : does the one call fine signal wider issues with Cass 5?
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| Tag | 1 | 2 | Valor |
|---|---|---|---|
| LDR | 00000cab a2200000 4500 | ||
| 001 | MAP20180010347 | ||
| 003 | MAP | ||
| 005 | 20180425170844.0 | ||
| 008 | 180403e20180301esp|||p |0|||b|spa d | ||
| 040 | $aMAP$bspa$dMAP | ||
| 084 | $a213 | ||
| 100 | $0MAPA20170003663$aCroucher, Martin | ||
| 245 | 1 | 0 | $aClient money $b: does the one call fine signal wider issues with Cass 5?$cMartin Croucher |
| 520 | $aThe FCA's rules on client money, known as Cass 5, have been a source of confusion for many brokers since they were first implemented in 2005. They are set out in the 42-page chapter 5 of the Client Assets Sourcebook, which was so widely misunderstood it was clarified in a 43-page guide the following year. In the years since then, there have been numerous training seminars organised by compliance firms and trade bodies like the British Insurance Brokers Association. | ||
| 610 | 2 | 1 | $0MAPA20170002604$aFinancial Conduct Authority |
| 650 | 4 | $0MAPA20080588953$aAnálisis de riesgos | |
| 650 | 4 | $0MAPA20080582418$aRiesgo financiero | |
| 650 | 4 | $0MAPA20080617141$aIdentificación de riesgos | |
| 650 | 4 | $0MAPA20080608811$aSupervisión financiera | |
| 650 | 4 | $0MAPA20180004223$aRegulación | |
| 650 | 4 | $0MAPA20080600600$aCorredores de seguros | |
| 650 | 4 | $0MAPA20080561895$aContabilidad | |
| 650 | 4 | $0MAPA20080619695$aIntermediarios financieros | |
| 651 | 1 | $0MAPA20080638306$aGran Bretaña | |
| 773 | 0 | $wMAP20170035732$tInsurance post$dLondon : Infopro Digital Insurance Information , 2016-2022$g01/03/2018 Año 2018 Número 3 - marzo , p. 4-6 |