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Client money : does the one call fine signal wider issues with Cass 5?
Recurso electrónico / electronic resource
MAP20180010347
Croucher, Martin ‌
Client money : does the one call fine signal wider issues with Cass 5? / Martin Croucher
Sumario: The FCA's rules on client money, known as Cass 5, have been a source of confusion for many brokers since they were first implemented in 2005. They are set out in the 42-page chapter 5 of the Client Assets Sourcebook, which was so widely misunderstood it was clarified in a 43-page guide the following year. In the years since then, there have been numerous training seminars organised by compliance firms and trade bodies like the British Insurance Brokers Association
En: Insurance post. - London : Infopro Digital Insurance Information , 2016-2022. - 01/03/2018 Año 2018 Número 3 - marzo , p. 4-6
1. Financial Conduct Authority ‌. 2. Análisis de riesgos ‌. 3. Riesgo financiero ‌. 4. Identificación de riesgos ‌. 5. Supervisión financiera ‌. 6. Regulación ‌. 7. Corredores de seguros ‌. 8. Contabilidad ‌. 9. Intermediarios financieros ‌. 10. Gran Bretaña ‌. I. Título.