Ethical issues facing stock analysts

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<rdf:Description>
<dc:creator>Newsome, J. Paul</dc:creator>
<dc:date>2005-07-01</dc:date>
<dc:description xml:lang="es">This article argues that the role of a sell-side analyst (sell-side analysts are securities research analysts that work for brokerage firms as opposed to those that work for money management firms) is inherently one of attempting to balance the interests of its varios constituencies. Although the further regulatory separation of investment banking and sell-side analysis created by the passage of the Sarbanes Oxley Act of 2002 and new regulations from the Securities and Exchange Commission (SEC) and National Association of Securities Dealers (NASD) helped to reduce such conflicts, this article argues that conflicts conitnue to exist and in some cases are likely never to be solved</dc:description>
<dc:identifier>https://documentacion.fundacionmapfre.org/documentacion/publico/es/bib/59009.do</dc:identifier>
<dc:language>eng</dc:language>
<dc:rights xml:lang="es">InC - http://rightsstatements.org/vocab/InC/1.0/</dc:rights>
<dc:subject xml:lang="es">Ética empresarial</dc:subject>
<dc:subject xml:lang="es">Intermediarios financieros</dc:subject>
<dc:subject xml:lang="es">Transparencia financiera</dc:subject>
<dc:subject xml:lang="es">Entidades financieras</dc:subject>
<dc:subject xml:lang="es">Gestión de activos</dc:subject>
<dc:subject xml:lang="es">Análisis de inversiones</dc:subject>
<dc:subject xml:lang="es">Fraude</dc:subject>
<dc:type xml:lang="es">Artículos y capítulos</dc:type>
<dc:title xml:lang="es">Ethical issues facing stock analysts</dc:title>
<dc:title xml:lang="es">Título: The Geneva papers on risk and insurance</dc:title>
<dc:relation xml:lang="es">En: Geneva papers on risk and insurance : issues and practice. - Geneva : The Geneva Association, 1976- = ISSN 1018-5895. - 01/07/2005 Tomo 30 Número 3  2005 , p. 451-466</dc:relation>
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