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Client money : does the one call fine signal wider issues with Cass 5?

Recurso electrónico / electronic resource
Registro MARC
Tag12Valor
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100  ‎$0‎MAPA20170003663‎$a‎Croucher, Martin
24510‎$a‎Client money ‎$b‎: does the one call fine signal wider issues with Cass 5?‎$c‎Martin Croucher
520  ‎$a‎The FCA's rules on client money, known as Cass 5, have been a source of confusion for many brokers since they were first implemented in 2005. They are set out in the 42-page chapter 5 of the Client Assets Sourcebook, which was so widely misunderstood it was clarified in a 43-page guide the following year. In the years since then, there have been numerous training seminars organised by compliance firms and trade bodies like the British Insurance Brokers Association.
61021‎$0‎MAPA20170002604‎$a‎Financial Conduct Authority
650 4‎$0‎MAPA20080588953‎$a‎Análisis de riesgos
650 4‎$0‎MAPA20080582418‎$a‎Riesgo financiero
650 4‎$0‎MAPA20080617141‎$a‎Identificación de riesgos
650 4‎$0‎MAPA20080608811‎$a‎Supervisión financiera
650 4‎$0‎MAPA20180004223‎$a‎Regulación
650 4‎$0‎MAPA20080600600‎$a‎Corredores de seguros
650 4‎$0‎MAPA20080561895‎$a‎Contabilidad
650 4‎$0‎MAPA20080619695‎$a‎Intermediarios financieros
651 1‎$0‎MAPA20080638306‎$a‎Gran Bretaña
7730 ‎$w‎MAP20170035732‎$t‎Insurance post‎$d‎London : Infopro Digital Insurance Information , 2016-2022‎$g‎01/03/2018 Año 2018 Número 3 - marzo , p. 4-6