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Ethical issues facing stock analysts

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1001 ‎$0‎MAPA20080172725‎$a‎Newsome, J. Paul
24510‎$a‎Ethical issues facing stock analysts‎$c‎J. Paul Newsome
5208 ‎$a‎This article argues that the role of a sell-side analyst (sell-side analysts are securities research analysts that work for brokerage firms as opposed to those that work for money management firms) is inherently one of attempting to balance the interests of its varios constituencies. Although the further regulatory separation of investment banking and sell-side analysis created by the passage of the Sarbanes Oxley Act of 2002 and new regulations from the Securities and Exchange Commission (SEC) and National Association of Securities Dealers (NASD) helped to reduce such conflicts, this article argues that conflicts conitnue to exist and in some cases are likely never to be solved
65001‎$0‎MAPA20080580438‎$a‎Ética empresarial
65011‎$0‎MAPA20080619695‎$a‎Intermediarios financieros
65011‎$0‎MAPA20080615703‎$a‎Transparencia financiera
65011‎$0‎MAPA20080601324‎$a‎Entidades financieras
65011‎$0‎MAPA20080585518‎$a‎Gestión de activos
65011‎$0‎MAPA20080609375‎$a‎Análisis de inversiones
65011‎$0‎MAPA20080541064‎$a‎Fraude
7404 ‎$a‎The Geneva papers on risk and insurance
7730 ‎$w‎MAP20077100215‎$t‎Geneva papers on risk and insurance : issues and practice‎$d‎Geneva : The Geneva Association, 1976-‎$x‎1018-5895‎$g‎01/07/2005 Tomo 30 Número 3 2005 , p. 451-466
856  ‎$u‎http://www.genevaassociation.org/PDF/Geneva_papers_on_Risk_and_Insurance/GA2005_GP30(3)_Newsome.pdf
856  ‎$y‎MÁS INFORMACIÓN‎$u‎mailto:centrodocumentacion@fundacionmapfre.org?subject=Consulta%20de%20una%20publicaci%C3%B3n%20&body=Necesito%20m%C3%A1s%20informaci%C3%B3n%20sobre%20este%20documento%3A%20%0A%0A%5Banote%20aqu%C3%AD%20el%20titulo%20completo%20del%20documento%20del%20que%20desea%20informaci%C3%B3n%20y%20nos%20pondremos%20en%20contacto%20con%20usted%5D%20%0A%0AGracias%20%0A